Through this period, we have continued to focus upon the ever-increasing importance of wealth management as it pertains to the achievement of personal financial objectives.  Be it via the financial planning techniques of retirement, tax or estate planning, we have seen over and over again the paramount importance of wealth creation and preservation.  All facets of the financial planning process are critical and should be tended to with the utmost professionalism and prudence.  It is by virtue of this decade of observation that our firm has continued to specialize in the area of portfolio management as the axis of our practice, while being mindful of all the extremely complex issues that surround the wealth management process.

Thomas K Harrington, Anthony P. Campagni, and Rino Romeo are Registered Representatives of and offer securities products & services through Royal Alliance Associates, Inc. Member NASD/SIPC, a registered broker-dealer.  In this regard, this communication is strictly intended for individuals residing in the states of OH, AZ, CO, FL, CA, GA, HI, IA, IN, KY, MI, MO, NC, NV, NY, PA, RI, SC, TX, VA, WV, and WA.. No offers may be made or accepted from any resident outside the specific states referenced.

Thomas K Harrington, Anthony P. Campagni, and Rino Romeo are separately registered as investment advisors under Harrington Asset Management, Inc., a registered investment advisor, offering advisory services in the state of OH.  As such, these services are strictly intended for individuals residing in OH.

IMPORTANT CONSUMER INFORMATION:

A broker-dealer "BD", investment advisor "IA", a BD agent, or IA Representative may only transact business in a state if first registered in that state, or is excluded or exempt from registration in that state as a broker-dealer, investment advisor, BD agent or IA Representative, as appropriate.  Follow-up, individualized responses to persons in a state by such a firm or individual that involve either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirements, or an applicable exemption or exclusion.

For information concerning the licensing status or disciplinary history of a broker-dealer, investment advisor, BD agent, or IA rep, a consumer should contact his or her state securities law administrator.